Add receivable contract for Trade Finance Registry

This introduces the core of a receivable contract for the second stage Trade Finance Registry project.
This is a subset of the cope of the initial Trade Finance project, which focuses on managing
invoices/receivables only, and does not deal with the contents of the invoice yet.
This commit is contained in:
Ross Nicoll 2016-09-27 12:12:15 +01:00
parent 6b97fbb79f
commit 4099034791
8 changed files with 533 additions and 18 deletions

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@ -0,0 +1,12 @@
package com.r3corda.contracts.tradefinance
import java.security.PublicKey
import java.util.*
/**
* A notice which can be attached to a receivable.
*/
sealed class Notice(val id: UUID, val owner: PublicKey) {
class OwnershipInterest(id: UUID, owner: PublicKey) : Notice(id, owner)
class Objection(id: UUID, owner: PublicKey) : Notice(id, owner)
}

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@ -0,0 +1,305 @@
package com.r3corda.contracts.tradefinance
import com.r3corda.core.contracts.*
import com.r3corda.core.contracts.clauses.*
import com.r3corda.core.crypto.Party
import com.r3corda.core.crypto.SecureHash
import com.r3corda.core.isOrderedAndUnique
import com.r3corda.core.random63BitValue
import com.r3corda.core.serialization.OpaqueBytes
import com.r3corda.core.utilities.NonEmptySet
import java.security.PublicKey
import java.time.Instant
import java.time.LocalDate
import java.time.ZonedDateTime
import java.util.*
/**
* Contract for managing lifecycle of a receivable which is recorded on the distributed ledger. These are entered by
* a third party (typically a potential creditor), and then shared by the trade finance registry, allowing others to
* attach/detach notices of ownership interest/objection.
*
* States of this contract *are not* fungible, and as such special rules apply. States must be unique within the
* inputs/outputs, and strictly ordered, in order to make it easy to verify that outputs match the inputs except where
* commands mean there are changes.
*/
class Receivable : Contract {
data class State(override val linearId: UniqueIdentifier = UniqueIdentifier(),
val created: ZonedDateTime, // When the underlying receivable was raised
val registered: Instant, // When the receivable was added to the registry
val payer: Party,
val payee: Party,
val payerRef: OpaqueBytes?,
val payeeRef: OpaqueBytes?,
val value: Amount<Issued<Currency>>,
val attachments: Set<SecureHash>,
val notices: List<Notice>,
override val owner: PublicKey) : OwnableState, LinearState {
override val contract: Contract = Receivable()
override val participants: List<PublicKey> = listOf(owner)
override fun isRelevant(ourKeys: Set<PublicKey>): Boolean
= ourKeys.contains(payer.owningKey) || ourKeys.contains(payee.owningKey) || ourKeys.contains(owner)
override fun withNewOwner(newOwner: PublicKey): Pair<CommandData, OwnableState>
= Pair(Commands.Move(null, mapOf(Pair(linearId, newOwner))), copy(owner = newOwner))
}
interface Commands : CommandData {
val changed: Iterable<UniqueIdentifier>
data class Issue(override val changed: NonEmptySet<UniqueIdentifier>,
override val nonce: Long = random63BitValue()) : IssueCommand, Commands
data class Move(override val contractHash: SecureHash?, val changes: Map<UniqueIdentifier, PublicKey>) : MoveCommand, Commands {
override val changed: Iterable<UniqueIdentifier> = changes.keys
}
data class Note(val changes: Map<UniqueIdentifier, Diff<Notice>>) : Commands {
override val changed: Iterable<UniqueIdentifier> = changes.keys
}
// TODO: Write Amend clause, possibly to merge into Move
/* data class Amend(val id: UniqueIdentifier,
val payer: Party,
val payee: Party,
val payerRef: OpaqueBytes?,
val payeeRef: OpaqueBytes?,
val value: Amount<Issued<Currency>>,
val attachments: Set<SecureHash>) : Commands */
data class Exit(override val changed: NonEmptySet<UniqueIdentifier>) : Commands
}
data class Diff<T : Any>(val added: List<T>, val removed: List<T>)
interface Clauses {
/**
* Assert that each input/output state is unique within that list of states, and that states are ordered. There
* should never be the same receivable twice in a transaction. Uniqueness is also enforced by the notary,
* but we get the check as a side-effect of comparing states, so the duplication is acceptable.
*/
class StatesAreOrderedAndUnique : Clause<State, Commands, Unit>() {
override fun verify(tx: TransactionForContract,
inputs: List<State>,
outputs: List<State>,
commands: List<AuthenticatedObject<Commands>>,
groupingKey: Unit?): Set<Commands> {
// Enforce that states are ordered, so that the transaction can only be assembled in one way
requireThat {
"input receivables are ordered and unique" by inputs.isOrderedAndUnique { linearId }
"output receivables are ordered and unique" by outputs.isOrderedAndUnique { linearId }
}
return emptySet()
}
}
/**
* Check that all inputs are present as outputs, and that all owners for new outputs have signed the command.
*/
class Issue : Clause<State, Commands, Unit>() {
override val requiredCommands: Set<Class<out CommandData>> = setOf(Commands.Issue::class.java)
override fun verify(tx: TransactionForContract,
inputs: List<State>,
outputs: List<State>,
commands: List<AuthenticatedObject<Commands>>,
groupingKey: Unit?): Set<Commands> {
require(groupingKey == null)
// TODO: Take in matched commands as a parameter
val command = commands.requireSingleCommand<Commands.Issue>()
val timestamp = tx.timestamp
// Records for receivables are never fungible, so we just want to make sure all inputs exist as
// outputs, and there are new outputs.
requireThat {
"there are more output states than input states" by (outputs.size > inputs.size)
// TODO: Should timestamps perhaps be enforced on all receivable transactions?
"the transaction has a timestamp" by (timestamp != null)
}
val expectedOutputs = ArrayList(inputs)
val keysThatSigned = command.signers
val owningPubKeys = HashSet<PublicKey>()
outputs
.filter { it.linearId in command.value.changed }
.forEach { state ->
val registrationInLocalZone = state.registered.atZone(state.created.zone)
requireThat {
"the receivable is registered after it was created" by (state.created < registrationInLocalZone)
// TODO: Should narrow the window on how long ago the registration can be compared to the transaction
"the receivable is registered before the transaction date" by (state.registered < timestamp?.before)
}
owningPubKeys.add(state.owner)
expectedOutputs.add(state)
}
// Re-sort the outputs now we've finished changing them
expectedOutputs.sortBy { state -> state.linearId }
requireThat {
"the owning keys are the same as the signing keys" by keysThatSigned.containsAll(owningPubKeys)
"outputs match inputs with expected changes applied" by outputs.equals(expectedOutputs)
}
return setOf(command.value as Commands)
}
}
/**
* Check that inputs and outputs are exactly the same, except for ownership changes specified in the command.
* The command must be signed by the previous owners of all changed input states.
*/
class Move : Clause<State, Commands, Unit>() {
override val requiredCommands: Set<Class<out CommandData>> = setOf(Commands.Move::class.java)
override fun verify(tx: TransactionForContract,
inputs: List<State>,
outputs: List<State>,
commands: List<AuthenticatedObject<Commands>>,
groupingKey: Unit?): Set<Commands> {
require(groupingKey == null)
// TODO: Take in matched commands as a parameter
val moveCommand = commands.requireSingleCommand<Commands.Move>()
val changes = moveCommand.value.changes
// Rebuild the outputs we expect, then compare. Receivables are not fungible, so inputs and outputs
// must match one to one
val expectedOutputs: List<State> = inputs.map { input ->
val newOwner = changes[input.linearId]
if (newOwner != null) {
input.copy(owner = newOwner)
} else {
input
}
}
requireThat {
"inputs are not empty" by inputs.isNotEmpty()
"outputs match inputs with expected changes applied" by outputs.equals(expectedOutputs)
}
// Do standard move command checks including the signature checks
verifyMoveCommand<Commands.Move>(inputs, commands)
return setOf(moveCommand.value as Commands)
}
}
/**
* Add and/or remove notices on receivables. All input states must match output states, except for the
* changed notices.
*/
class Note : Clause<State, Commands, Unit>() {
override val requiredCommands: Set<Class<out CommandData>> = setOf(Commands.Note::class.java)
override fun verify(tx: TransactionForContract,
inputs: List<State>,
outputs: List<State>,
commands: List<AuthenticatedObject<Commands>>,
groupingKey: Unit?): Set<Commands> {
require(groupingKey == null)
// TODO: Take in matched commands as a parameter
val command = commands.requireSingleCommand<Commands.Note>()
// Rebuild the outputs we expect, then compare. Receivables are not fungible, so inputs and outputs
// must match one to one
val (expectedOutputs, owningPubKeys) = deriveOutputStates(inputs, command)
val keysThatSigned = command.signers
requireThat {
"inputs are not empty" by inputs.isNotEmpty()
"outputs match inputs with expected changes applied" by outputs.equals(expectedOutputs)
"the owning keys are the same as the signing keys" by keysThatSigned.containsAll(owningPubKeys)
}
return setOf(command.value as Commands)
}
fun deriveOutputStates(inputs: List<State>,
command: AuthenticatedObject<Commands.Note>): Pair<List<State>, Set<PublicKey>> {
val changes = command.value.changes
val seenNotices = HashSet<Notice>()
val outputs = inputs.map { input ->
val stateChanges = changes[input.linearId]
if (stateChanges != null) {
val notices = ArrayList<Notice>(input.notices)
stateChanges.added.forEach { notice ->
require(!seenNotices.contains(notice)) { "Notices can only appear once in the add and/or remove lists" }
require(!notices.contains(notice)) { "Notice is already present on the receivable" }
seenNotices.add(notice)
notices.add(notice)
}
stateChanges.removed.forEach { notice ->
require(!seenNotices.contains(notice)) { "Notices can only appear once in the add and/or remove lists" }
require(notices.remove(notice)) { "Notice is not present on the receivable" }
seenNotices.add(notice)
}
input.copy(notices = notices)
} else {
input
}
}
return Pair(outputs, seenNotices.map { it.owner }.toSet() )
}
}
/**
* Remove a receivable from the ledger. This can only be done once all notices have been removed.
*/
class Exit : Clause<State, Commands, Unit>() {
override val requiredCommands: Set<Class<out CommandData>> = setOf(Commands.Exit::class.java)
override fun verify(tx: TransactionForContract,
inputs: List<State>,
outputs: List<State>,
commands: List<AuthenticatedObject<Commands>>,
groupingKey: Unit?): Set<Commands> {
require(groupingKey == null)
// TODO: Take in matched commands as a parameter
val command = commands.requireSingleCommand<Commands.Exit>()
val unmatchedIds = HashSet<UniqueIdentifier>(command.value.changed)
val owningPubKeys = HashSet<PublicKey>()
val expectedOutputs = inputs.filter { input ->
if (unmatchedIds.contains(input.linearId)) {
requireThat {
"there are no notices on receivables to be removed from the ledger" by input.notices.isEmpty()
}
unmatchedIds.remove(input.linearId)
owningPubKeys.add(input.owner)
false
} else {
true
}
}
val keysThatSigned = command.signers
requireThat {
"inputs are not empty" by inputs.isNotEmpty()
"outputs match inputs with expected changes applied" by outputs.equals(expectedOutputs)
"the owning keys are the same as the signing keys" by keysThatSigned.containsAll(owningPubKeys)
}
return setOf(command.value as Commands)
}
}
// TODO: Amend clause, which replaces the Move clause
/**
* Default clause, which checks the inputs and outputs match. Normally this wouldn't be expected to trigger,
* as other commands would handle the transaction, but this exists in case the states need to be witnessed by
* other contracts within the transaction but not modified.
*/
class InputsAndOutputsMatch : Clause<State, Commands, Unit>() {
override fun verify(tx: TransactionForContract,
inputs: List<State>,
outputs: List<State>,
commands: List<AuthenticatedObject<Commands>>,
groupingKey: Unit?): Set<Commands> {
require(groupingKey == null)
require(inputs.equals(outputs)) { "Inputs and outputs must match unless commands indicate otherwise" }
return emptySet()
}
}
}
override val legalContractReference: SecureHash = SecureHash.sha256("https://www.big-book-of-banking-law.gov/receivables.html")
fun extractCommands(commands: Collection<AuthenticatedObject<CommandData>>): List<AuthenticatedObject<Commands>>
= commands.select<Commands>()
override fun verify(tx: TransactionForContract)
= verifyClause(tx, FilterOn<State, Commands, Unit>(
AllComposition(
Clauses.StatesAreOrderedAndUnique(), // TODO: This is varient of the LinearState.ClauseVerifier, and we should move it up there
FirstComposition(
Clauses.Issue(),
Clauses.Exit(),
Clauses.Note(),
Clauses.Move(),
Clauses.InputsAndOutputsMatch()
)
), { states -> states.filterIsInstance<State>() }),
extractCommands(tx.commands))
}

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@ -0,0 +1,153 @@
package com.r3corda.contracts.tradefinance
import com.r3corda.contracts.asset.DUMMY_CASH_ISSUER
import com.r3corda.core.contracts.*
import com.r3corda.core.serialization.OpaqueBytes
import com.r3corda.core.utilities.NonEmptySet
import com.r3corda.core.utilities.TEST_TX_TIME
import com.r3corda.testing.*
import org.junit.Test
import java.time.Duration
import java.time.ZoneId
import java.util.*
class ReceivableTests {
val inStates = arrayOf(
Receivable.State(
UniqueIdentifier.fromString("9e688c58-a548-3b8e-af69-c9e1005ad0bf"),
(TEST_TX_TIME - Duration.ofDays(2)).atZone(ZoneId.of("UTC")),
TEST_TX_TIME - Duration.ofDays(1),
ALICE,
BOB,
OpaqueBytes(ByteArray(1, { 1 })),
OpaqueBytes(ByteArray(1, { 2 })),
Amount<Issued<Currency>>(1000L, USD `issued by` DUMMY_CASH_ISSUER),
emptySet(),
emptyList(),
MEGA_CORP_PUBKEY
),
Receivable.State(
UniqueIdentifier.fromString("55a54008-ad1b-3589-aa21-0d2629c1df41"),
(TEST_TX_TIME - Duration.ofDays(2)).atZone(ZoneId.of("UTC")),
TEST_TX_TIME - Duration.ofDays(1),
ALICE,
BOB,
OpaqueBytes(ByteArray(1, { 3 })),
OpaqueBytes(ByteArray(1, { 4 })),
Amount<Issued<Currency>>(2000L, GBP `issued by` DUMMY_CASH_ISSUER),
emptySet(),
emptyList(),
MEGA_CORP_PUBKEY
)
)
@Test
fun trivial() {
transaction {
input { inStates[0] }
timestamp(TEST_TX_TIME)
this `fails with` "Inputs and outputs must match unless commands indicate otherwise"
tweak {
output { inStates[0] }
verifies()
}
tweak {
output { inStates[1] }
this `fails with` "Inputs and outputs must match unless commands indicate otherwise"
}
}
transaction {
output { inStates[0] }
timestamp(TEST_TX_TIME)
this `fails with` "Inputs and outputs must match unless commands indicate otherwise"
}
}
@Test
fun `order and uniqueness is enforced`() {
transaction {
input { inStates[0] }
input { inStates[1] }
output { inStates[0] }
output { inStates[1] }
timestamp(TEST_TX_TIME)
verifies()
}
transaction {
input { inStates[1] }
input { inStates[0] }
output { inStates[0] }
output { inStates[1] }
timestamp(TEST_TX_TIME)
this `fails with` "receivables are ordered and unique"
}
transaction {
input { inStates[0] }
input { inStates[0] }
output { inStates[0] }
output { inStates[0] }
timestamp(TEST_TX_TIME)
this `fails with` "receivables are ordered and unique"
}
}
@Test
fun `issue`() {
// Testing that arbitrary new outputs are rejected is covered in trivial()
transaction {
output { inStates[0] }
command(MEGA_CORP_PUBKEY, Receivable.Commands.Issue(NonEmptySet(inStates[0].linearId)))
timestamp(TEST_TX_TIME)
verifies()
}
transaction {
output { inStates[0] }
command(ALICE_PUBKEY, Receivable.Commands.Issue(NonEmptySet(inStates[0].linearId)))
timestamp(TEST_TX_TIME)
this `fails with` "the owning keys are the same as the signing keys"
}
}
@Test
fun `move`() {
transaction {
input { inStates[0] }
output { inStates[0].copy(owner = MINI_CORP_PUBKEY) }
timestamp(TEST_TX_TIME)
this `fails with` "Inputs and outputs must match unless commands indicate otherwise"
tweak {
command(MEGA_CORP_PUBKEY, Receivable.Commands.Move(null, mapOf(Pair(inStates[0].linearId, MINI_CORP_PUBKEY))))
verifies()
}
// Test that moves enforce the correct new owner
tweak {
command(MEGA_CORP_PUBKEY, Receivable.Commands.Move(null, mapOf(Pair(inStates[0].linearId, ALICE_PUBKEY))))
this `fails with` "outputs match inputs with expected changes applied"
}
}
}
@Test
fun `exit`() {
// Testing that arbitrary disappearing outputs are rejected is covered in trivial()
transaction {
input { inStates[0] }
timestamp(TEST_TX_TIME)
command(MEGA_CORP_PUBKEY, Receivable.Commands.Exit(NonEmptySet(inStates[0].linearId)))
verifies()
}
transaction {
input { inStates[0] }
timestamp(TEST_TX_TIME)
command(ALICE_PUBKEY, Receivable.Commands.Exit(NonEmptySet(inStates[0].linearId)))
this `fails with` "the owning keys are the same as the signing keys"
}
}
// TODO: Test adding and removing notices
}

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@ -276,4 +276,21 @@ fun <T> Observable<T>.bufferUntilSubscribed(): Observable<T> {
val subject = UnicastSubject.create<T>()
val subscription = subscribe(subject)
return subject.doOnUnsubscribe { subscription.unsubscribe() }
}
/**
* Determine if an iterable data type's contents are ordered and unique, based on their [Comparable].compareTo
* function.
*/
fun <T, I: Comparable<I>> Iterable<T>.isOrderedAndUnique(extractId: T.() -> I): Boolean {
var last: I? = null
return all { it ->
val lastLast = last
last = extractId(it)
if (lastLast == null) {
true
} else {
lastLast.compareTo(extractId(it)) < 0
}
}
}

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@ -448,13 +448,38 @@ data class Commodity(val commodityCode: String,
/**
* This class provides a truly unique identifier of a trade, state, or other business object.
* @param externalId If there is an existing weak identifer e.g. trade reference id.
*
* @param externalId If there is an existing weak identifier e.g. trade reference id.
* This should be set here the first time a UniqueIdentifier identifier is created as part of an issue,
* or ledger on-boarding activity. This ensure that the human readable identity is paired with the strong id.
* @param id Should never be set by user code and left as default initialised.
* So that the first time a state is issued this should be given a new UUID.
* Subsequent copies and evolutions of a state should just copy the externalId and Id fields unmodified.
*/
data class UniqueIdentifier(val externalId: String? = null, val id: UUID = UUID.randomUUID()) {
data class UniqueIdentifier(val externalId: String? = null, val id: UUID = UUID.randomUUID()) : Comparable<UniqueIdentifier> {
override fun toString(): String = if (externalId != null) "${externalId}_$id" else id.toString()
}
companion object {
fun fromString(name: String) : UniqueIdentifier
= UniqueIdentifier(null, UUID.fromString(name))
}
override fun compareTo(other: UniqueIdentifier): Int {
val idCompare = id.compareTo(other.id)
return if (idCompare == 0)
compareExternalIds(other)
else
idCompare
}
private fun compareExternalIds(other: UniqueIdentifier): Int
= if (other.externalId == null)
if (externalId == null)
0
else
1
else
if (externalId == null)
-1
else
externalId.compareTo(externalId)
}

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@ -238,18 +238,18 @@ interface LinearState: ContractState {
/**
* Standard clause to verify the LinearState safety properties.
*/
class ClauseVerifier<S : LinearState>(val stateClass: Class<S>) : Clause<ContractState, CommandData, Unit>() {
class ClauseVerifier<S : LinearState, C : CommandData>() : Clause<S, C, Unit>() {
override fun verify(tx: TransactionForContract,
inputs: List<ContractState>,
outputs: List<ContractState>,
commands: List<AuthenticatedObject<CommandData>>,
groupingKey: Unit?): Set<CommandData> {
val filteredInputs = inputs.filterIsInstance(stateClass)
val inputIds = filteredInputs.map { it.linearId }.distinct()
require(inputIds.count() == filteredInputs.count()) { "LinearStates cannot be merged" }
val filteredOutputs = outputs.filterIsInstance(stateClass)
val outputIds = filteredOutputs.map { it.linearId }.distinct()
require(outputIds.count() == filteredOutputs.count()) { "LinearStates cannot be split" }
inputs: List<S>,
outputs: List<S>,
commands: List<AuthenticatedObject<C>>,
groupingKey: Unit?): Set<C> {
val inputIds = inputs.map { it.linearId }.distinct()
val outputIds = outputs.map { it.linearId }.distinct()
requireThat {
"LinearStates are not merged" by (inputIds.count() == inputs.count())
"LinearStates are not split" by (outputIds.count() == outputs.count())
}
return emptySet()
}
}

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@ -24,8 +24,10 @@ class FirstComposition<S : ContractState, C : CommandData, K : Any>(val firstCla
clauses.addAll(remainingClauses)
}
override fun verify(tx: TransactionForContract, inputs: List<S>, outputs: List<S>, commands: List<AuthenticatedObject<C>>, groupingKey: K?): Set<C>
= matchedClauses(commands).single().verify(tx, inputs, outputs, commands, groupingKey)
override fun verify(tx: TransactionForContract, inputs: List<S>, outputs: List<S>, commands: List<AuthenticatedObject<C>>, groupingKey: K?): Set<C> {
val clause = matchedClauses(commands).singleOrNull() ?: throw IllegalStateException("No delegate clause matched in first composition")
return clause.verify(tx, inputs, outputs, commands, groupingKey)
}
override fun toString() = "First: ${clauses.toList()}"
}

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@ -2,6 +2,7 @@ package com.r3corda.testing
import com.r3corda.core.contracts.*
import com.r3corda.core.contracts.clauses.Clause
import com.r3corda.core.contracts.clauses.FilterOn
import com.r3corda.core.contracts.clauses.verifyClause
import com.r3corda.core.crypto.SecureHash
import java.security.PublicKey
@ -9,9 +10,9 @@ import java.security.PublicKey
class DummyLinearContract: Contract {
override val legalContractReference: SecureHash = SecureHash.sha256("Test")
val clause: Clause<ContractState, CommandData, Unit> = LinearState.ClauseVerifier(State::class.java)
val clause: Clause<State, CommandData, Unit> = LinearState.ClauseVerifier()
override fun verify(tx: TransactionForContract) = verifyClause(tx,
clause,
FilterOn(clause, { states -> states.filterIsInstance<State>() }),
emptyList())
class State(