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Add receivable contract for Trade Finance Registry
This introduces the core of a receivable contract for the second stage Trade Finance Registry project. This is a subset of the cope of the initial Trade Finance project, which focuses on managing invoices/receivables only, and does not deal with the contents of the invoice yet.
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package com.r3corda.contracts.tradefinance
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import java.security.PublicKey
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import java.util.*
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/**
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* A notice which can be attached to a receivable.
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*/
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sealed class Notice(val id: UUID, val owner: PublicKey) {
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class OwnershipInterest(id: UUID, owner: PublicKey) : Notice(id, owner)
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class Objection(id: UUID, owner: PublicKey) : Notice(id, owner)
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}
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package com.r3corda.contracts.tradefinance
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import com.r3corda.core.contracts.*
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import com.r3corda.core.contracts.clauses.*
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import com.r3corda.core.crypto.Party
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import com.r3corda.core.crypto.SecureHash
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import com.r3corda.core.isOrderedAndUnique
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import com.r3corda.core.random63BitValue
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import com.r3corda.core.serialization.OpaqueBytes
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import com.r3corda.core.utilities.NonEmptySet
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import java.security.PublicKey
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import java.time.Instant
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import java.time.LocalDate
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import java.time.ZonedDateTime
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import java.util.*
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/**
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* Contract for managing lifecycle of a receivable which is recorded on the distributed ledger. These are entered by
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* a third party (typically a potential creditor), and then shared by the trade finance registry, allowing others to
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* attach/detach notices of ownership interest/objection.
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*
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* States of this contract *are not* fungible, and as such special rules apply. States must be unique within the
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* inputs/outputs, and strictly ordered, in order to make it easy to verify that outputs match the inputs except where
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* commands mean there are changes.
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*/
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class Receivable : Contract {
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data class State(override val linearId: UniqueIdentifier = UniqueIdentifier(),
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val created: ZonedDateTime, // When the underlying receivable was raised
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val registered: Instant, // When the receivable was added to the registry
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val payer: Party,
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val payee: Party,
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val payerRef: OpaqueBytes?,
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val payeeRef: OpaqueBytes?,
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val value: Amount<Issued<Currency>>,
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val attachments: Set<SecureHash>,
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val notices: List<Notice>,
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override val owner: PublicKey) : OwnableState, LinearState {
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override val contract: Contract = Receivable()
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override val participants: List<PublicKey> = listOf(owner)
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override fun isRelevant(ourKeys: Set<PublicKey>): Boolean
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= ourKeys.contains(payer.owningKey) || ourKeys.contains(payee.owningKey) || ourKeys.contains(owner)
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override fun withNewOwner(newOwner: PublicKey): Pair<CommandData, OwnableState>
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= Pair(Commands.Move(null, mapOf(Pair(linearId, newOwner))), copy(owner = newOwner))
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}
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interface Commands : CommandData {
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val changed: Iterable<UniqueIdentifier>
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data class Issue(override val changed: NonEmptySet<UniqueIdentifier>,
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override val nonce: Long = random63BitValue()) : IssueCommand, Commands
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data class Move(override val contractHash: SecureHash?, val changes: Map<UniqueIdentifier, PublicKey>) : MoveCommand, Commands {
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override val changed: Iterable<UniqueIdentifier> = changes.keys
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}
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data class Note(val changes: Map<UniqueIdentifier, Diff<Notice>>) : Commands {
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override val changed: Iterable<UniqueIdentifier> = changes.keys
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}
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// TODO: Write Amend clause, possibly to merge into Move
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/* data class Amend(val id: UniqueIdentifier,
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val payer: Party,
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val payee: Party,
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val payerRef: OpaqueBytes?,
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val payeeRef: OpaqueBytes?,
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val value: Amount<Issued<Currency>>,
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val attachments: Set<SecureHash>) : Commands */
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data class Exit(override val changed: NonEmptySet<UniqueIdentifier>) : Commands
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}
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data class Diff<T : Any>(val added: List<T>, val removed: List<T>)
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interface Clauses {
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/**
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* Assert that each input/output state is unique within that list of states, and that states are ordered. There
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* should never be the same receivable twice in a transaction. Uniqueness is also enforced by the notary,
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* but we get the check as a side-effect of comparing states, so the duplication is acceptable.
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*/
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class StatesAreOrderedAndUnique : Clause<State, Commands, Unit>() {
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override fun verify(tx: TransactionForContract,
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inputs: List<State>,
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outputs: List<State>,
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commands: List<AuthenticatedObject<Commands>>,
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groupingKey: Unit?): Set<Commands> {
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// Enforce that states are ordered, so that the transaction can only be assembled in one way
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requireThat {
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"input receivables are ordered and unique" by inputs.isOrderedAndUnique { linearId }
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"output receivables are ordered and unique" by outputs.isOrderedAndUnique { linearId }
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}
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return emptySet()
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}
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}
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/**
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* Check that all inputs are present as outputs, and that all owners for new outputs have signed the command.
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*/
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class Issue : Clause<State, Commands, Unit>() {
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override val requiredCommands: Set<Class<out CommandData>> = setOf(Commands.Issue::class.java)
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override fun verify(tx: TransactionForContract,
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inputs: List<State>,
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outputs: List<State>,
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commands: List<AuthenticatedObject<Commands>>,
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groupingKey: Unit?): Set<Commands> {
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require(groupingKey == null)
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// TODO: Take in matched commands as a parameter
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val command = commands.requireSingleCommand<Commands.Issue>()
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val timestamp = tx.timestamp
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// Records for receivables are never fungible, so we just want to make sure all inputs exist as
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// outputs, and there are new outputs.
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requireThat {
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"there are more output states than input states" by (outputs.size > inputs.size)
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// TODO: Should timestamps perhaps be enforced on all receivable transactions?
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"the transaction has a timestamp" by (timestamp != null)
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}
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val expectedOutputs = ArrayList(inputs)
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val keysThatSigned = command.signers
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val owningPubKeys = HashSet<PublicKey>()
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outputs
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.filter { it.linearId in command.value.changed }
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.forEach { state ->
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val registrationInLocalZone = state.registered.atZone(state.created.zone)
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requireThat {
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"the receivable is registered after it was created" by (state.created < registrationInLocalZone)
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// TODO: Should narrow the window on how long ago the registration can be compared to the transaction
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"the receivable is registered before the transaction date" by (state.registered < timestamp?.before)
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}
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owningPubKeys.add(state.owner)
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expectedOutputs.add(state)
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}
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// Re-sort the outputs now we've finished changing them
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expectedOutputs.sortBy { state -> state.linearId }
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requireThat {
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"the owning keys are the same as the signing keys" by keysThatSigned.containsAll(owningPubKeys)
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"outputs match inputs with expected changes applied" by outputs.equals(expectedOutputs)
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}
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return setOf(command.value as Commands)
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}
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}
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/**
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* Check that inputs and outputs are exactly the same, except for ownership changes specified in the command.
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* The command must be signed by the previous owners of all changed input states.
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*/
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class Move : Clause<State, Commands, Unit>() {
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override val requiredCommands: Set<Class<out CommandData>> = setOf(Commands.Move::class.java)
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override fun verify(tx: TransactionForContract,
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inputs: List<State>,
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outputs: List<State>,
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commands: List<AuthenticatedObject<Commands>>,
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groupingKey: Unit?): Set<Commands> {
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require(groupingKey == null)
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// TODO: Take in matched commands as a parameter
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val moveCommand = commands.requireSingleCommand<Commands.Move>()
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val changes = moveCommand.value.changes
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// Rebuild the outputs we expect, then compare. Receivables are not fungible, so inputs and outputs
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// must match one to one
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val expectedOutputs: List<State> = inputs.map { input ->
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val newOwner = changes[input.linearId]
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if (newOwner != null) {
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input.copy(owner = newOwner)
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} else {
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input
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}
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}
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requireThat {
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"inputs are not empty" by inputs.isNotEmpty()
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"outputs match inputs with expected changes applied" by outputs.equals(expectedOutputs)
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}
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// Do standard move command checks including the signature checks
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verifyMoveCommand<Commands.Move>(inputs, commands)
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return setOf(moveCommand.value as Commands)
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}
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}
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/**
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* Add and/or remove notices on receivables. All input states must match output states, except for the
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* changed notices.
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*/
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class Note : Clause<State, Commands, Unit>() {
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override val requiredCommands: Set<Class<out CommandData>> = setOf(Commands.Note::class.java)
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override fun verify(tx: TransactionForContract,
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inputs: List<State>,
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outputs: List<State>,
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commands: List<AuthenticatedObject<Commands>>,
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groupingKey: Unit?): Set<Commands> {
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require(groupingKey == null)
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// TODO: Take in matched commands as a parameter
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val command = commands.requireSingleCommand<Commands.Note>()
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// Rebuild the outputs we expect, then compare. Receivables are not fungible, so inputs and outputs
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// must match one to one
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val (expectedOutputs, owningPubKeys) = deriveOutputStates(inputs, command)
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val keysThatSigned = command.signers
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requireThat {
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"inputs are not empty" by inputs.isNotEmpty()
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"outputs match inputs with expected changes applied" by outputs.equals(expectedOutputs)
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"the owning keys are the same as the signing keys" by keysThatSigned.containsAll(owningPubKeys)
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}
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return setOf(command.value as Commands)
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}
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fun deriveOutputStates(inputs: List<State>,
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command: AuthenticatedObject<Commands.Note>): Pair<List<State>, Set<PublicKey>> {
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val changes = command.value.changes
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val seenNotices = HashSet<Notice>()
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val outputs = inputs.map { input ->
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val stateChanges = changes[input.linearId]
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if (stateChanges != null) {
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val notices = ArrayList<Notice>(input.notices)
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stateChanges.added.forEach { notice ->
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require(!seenNotices.contains(notice)) { "Notices can only appear once in the add and/or remove lists" }
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require(!notices.contains(notice)) { "Notice is already present on the receivable" }
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seenNotices.add(notice)
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notices.add(notice)
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}
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stateChanges.removed.forEach { notice ->
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require(!seenNotices.contains(notice)) { "Notices can only appear once in the add and/or remove lists" }
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require(notices.remove(notice)) { "Notice is not present on the receivable" }
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seenNotices.add(notice)
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}
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input.copy(notices = notices)
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} else {
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input
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}
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}
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return Pair(outputs, seenNotices.map { it.owner }.toSet() )
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}
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}
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/**
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* Remove a receivable from the ledger. This can only be done once all notices have been removed.
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*/
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class Exit : Clause<State, Commands, Unit>() {
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override val requiredCommands: Set<Class<out CommandData>> = setOf(Commands.Exit::class.java)
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override fun verify(tx: TransactionForContract,
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inputs: List<State>,
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outputs: List<State>,
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commands: List<AuthenticatedObject<Commands>>,
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groupingKey: Unit?): Set<Commands> {
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require(groupingKey == null)
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// TODO: Take in matched commands as a parameter
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val command = commands.requireSingleCommand<Commands.Exit>()
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val unmatchedIds = HashSet<UniqueIdentifier>(command.value.changed)
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val owningPubKeys = HashSet<PublicKey>()
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val expectedOutputs = inputs.filter { input ->
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if (unmatchedIds.contains(input.linearId)) {
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requireThat {
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"there are no notices on receivables to be removed from the ledger" by input.notices.isEmpty()
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}
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unmatchedIds.remove(input.linearId)
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owningPubKeys.add(input.owner)
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false
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} else {
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true
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}
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}
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val keysThatSigned = command.signers
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requireThat {
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"inputs are not empty" by inputs.isNotEmpty()
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"outputs match inputs with expected changes applied" by outputs.equals(expectedOutputs)
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"the owning keys are the same as the signing keys" by keysThatSigned.containsAll(owningPubKeys)
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}
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return setOf(command.value as Commands)
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}
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}
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// TODO: Amend clause, which replaces the Move clause
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/**
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* Default clause, which checks the inputs and outputs match. Normally this wouldn't be expected to trigger,
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* as other commands would handle the transaction, but this exists in case the states need to be witnessed by
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* other contracts within the transaction but not modified.
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*/
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class InputsAndOutputsMatch : Clause<State, Commands, Unit>() {
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override fun verify(tx: TransactionForContract,
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inputs: List<State>,
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outputs: List<State>,
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commands: List<AuthenticatedObject<Commands>>,
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groupingKey: Unit?): Set<Commands> {
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require(groupingKey == null)
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require(inputs.equals(outputs)) { "Inputs and outputs must match unless commands indicate otherwise" }
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return emptySet()
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}
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}
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}
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override val legalContractReference: SecureHash = SecureHash.sha256("https://www.big-book-of-banking-law.gov/receivables.html")
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fun extractCommands(commands: Collection<AuthenticatedObject<CommandData>>): List<AuthenticatedObject<Commands>>
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= commands.select<Commands>()
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override fun verify(tx: TransactionForContract)
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= verifyClause(tx, FilterOn<State, Commands, Unit>(
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AllComposition(
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Clauses.StatesAreOrderedAndUnique(), // TODO: This is varient of the LinearState.ClauseVerifier, and we should move it up there
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FirstComposition(
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Clauses.Issue(),
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Clauses.Exit(),
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Clauses.Note(),
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Clauses.Move(),
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Clauses.InputsAndOutputsMatch()
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)
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), { states -> states.filterIsInstance<State>() }),
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extractCommands(tx.commands))
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}
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package com.r3corda.contracts.tradefinance
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import com.r3corda.contracts.asset.DUMMY_CASH_ISSUER
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import com.r3corda.core.contracts.*
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import com.r3corda.core.serialization.OpaqueBytes
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import com.r3corda.core.utilities.NonEmptySet
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import com.r3corda.core.utilities.TEST_TX_TIME
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import com.r3corda.testing.*
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import org.junit.Test
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import java.time.Duration
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import java.time.ZoneId
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import java.util.*
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class ReceivableTests {
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val inStates = arrayOf(
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Receivable.State(
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UniqueIdentifier.fromString("9e688c58-a548-3b8e-af69-c9e1005ad0bf"),
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(TEST_TX_TIME - Duration.ofDays(2)).atZone(ZoneId.of("UTC")),
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TEST_TX_TIME - Duration.ofDays(1),
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ALICE,
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BOB,
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OpaqueBytes(ByteArray(1, { 1 })),
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OpaqueBytes(ByteArray(1, { 2 })),
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Amount<Issued<Currency>>(1000L, USD `issued by` DUMMY_CASH_ISSUER),
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emptySet(),
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emptyList(),
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MEGA_CORP_PUBKEY
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),
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Receivable.State(
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UniqueIdentifier.fromString("55a54008-ad1b-3589-aa21-0d2629c1df41"),
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(TEST_TX_TIME - Duration.ofDays(2)).atZone(ZoneId.of("UTC")),
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TEST_TX_TIME - Duration.ofDays(1),
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ALICE,
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BOB,
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OpaqueBytes(ByteArray(1, { 3 })),
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OpaqueBytes(ByteArray(1, { 4 })),
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Amount<Issued<Currency>>(2000L, GBP `issued by` DUMMY_CASH_ISSUER),
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emptySet(),
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emptyList(),
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MEGA_CORP_PUBKEY
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)
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)
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@Test
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fun trivial() {
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transaction {
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input { inStates[0] }
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timestamp(TEST_TX_TIME)
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this `fails with` "Inputs and outputs must match unless commands indicate otherwise"
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tweak {
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output { inStates[0] }
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verifies()
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}
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tweak {
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output { inStates[1] }
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this `fails with` "Inputs and outputs must match unless commands indicate otherwise"
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}
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}
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transaction {
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output { inStates[0] }
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timestamp(TEST_TX_TIME)
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this `fails with` "Inputs and outputs must match unless commands indicate otherwise"
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}
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}
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@Test
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fun `order and uniqueness is enforced`() {
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transaction {
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input { inStates[0] }
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input { inStates[1] }
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output { inStates[0] }
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output { inStates[1] }
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timestamp(TEST_TX_TIME)
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verifies()
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}
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transaction {
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input { inStates[1] }
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input { inStates[0] }
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output { inStates[0] }
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output { inStates[1] }
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timestamp(TEST_TX_TIME)
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this `fails with` "receivables are ordered and unique"
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}
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transaction {
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input { inStates[0] }
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input { inStates[0] }
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output { inStates[0] }
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output { inStates[0] }
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timestamp(TEST_TX_TIME)
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this `fails with` "receivables are ordered and unique"
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}
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}
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@Test
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fun `issue`() {
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// Testing that arbitrary new outputs are rejected is covered in trivial()
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transaction {
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output { inStates[0] }
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command(MEGA_CORP_PUBKEY, Receivable.Commands.Issue(NonEmptySet(inStates[0].linearId)))
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timestamp(TEST_TX_TIME)
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verifies()
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}
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transaction {
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output { inStates[0] }
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command(ALICE_PUBKEY, Receivable.Commands.Issue(NonEmptySet(inStates[0].linearId)))
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timestamp(TEST_TX_TIME)
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this `fails with` "the owning keys are the same as the signing keys"
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}
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}
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@Test
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fun `move`() {
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transaction {
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input { inStates[0] }
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output { inStates[0].copy(owner = MINI_CORP_PUBKEY) }
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timestamp(TEST_TX_TIME)
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this `fails with` "Inputs and outputs must match unless commands indicate otherwise"
|
||||
tweak {
|
||||
command(MEGA_CORP_PUBKEY, Receivable.Commands.Move(null, mapOf(Pair(inStates[0].linearId, MINI_CORP_PUBKEY))))
|
||||
verifies()
|
||||
}
|
||||
// Test that moves enforce the correct new owner
|
||||
tweak {
|
||||
command(MEGA_CORP_PUBKEY, Receivable.Commands.Move(null, mapOf(Pair(inStates[0].linearId, ALICE_PUBKEY))))
|
||||
this `fails with` "outputs match inputs with expected changes applied"
|
||||
}
|
||||
}
|
||||
}
|
||||
|
||||
@Test
|
||||
fun `exit`() {
|
||||
// Testing that arbitrary disappearing outputs are rejected is covered in trivial()
|
||||
transaction {
|
||||
input { inStates[0] }
|
||||
timestamp(TEST_TX_TIME)
|
||||
command(MEGA_CORP_PUBKEY, Receivable.Commands.Exit(NonEmptySet(inStates[0].linearId)))
|
||||
verifies()
|
||||
}
|
||||
transaction {
|
||||
input { inStates[0] }
|
||||
timestamp(TEST_TX_TIME)
|
||||
command(ALICE_PUBKEY, Receivable.Commands.Exit(NonEmptySet(inStates[0].linearId)))
|
||||
this `fails with` "the owning keys are the same as the signing keys"
|
||||
}
|
||||
}
|
||||
|
||||
// TODO: Test adding and removing notices
|
||||
}
|
@ -276,4 +276,21 @@ fun <T> Observable<T>.bufferUntilSubscribed(): Observable<T> {
|
||||
val subject = UnicastSubject.create<T>()
|
||||
val subscription = subscribe(subject)
|
||||
return subject.doOnUnsubscribe { subscription.unsubscribe() }
|
||||
}
|
||||
|
||||
/**
|
||||
* Determine if an iterable data type's contents are ordered and unique, based on their [Comparable].compareTo
|
||||
* function.
|
||||
*/
|
||||
fun <T, I: Comparable<I>> Iterable<T>.isOrderedAndUnique(extractId: T.() -> I): Boolean {
|
||||
var last: I? = null
|
||||
return all { it ->
|
||||
val lastLast = last
|
||||
last = extractId(it)
|
||||
if (lastLast == null) {
|
||||
true
|
||||
} else {
|
||||
lastLast.compareTo(extractId(it)) < 0
|
||||
}
|
||||
}
|
||||
}
|
@ -448,13 +448,38 @@ data class Commodity(val commodityCode: String,
|
||||
|
||||
/**
|
||||
* This class provides a truly unique identifier of a trade, state, or other business object.
|
||||
* @param externalId If there is an existing weak identifer e.g. trade reference id.
|
||||
*
|
||||
* @param externalId If there is an existing weak identifier e.g. trade reference id.
|
||||
* This should be set here the first time a UniqueIdentifier identifier is created as part of an issue,
|
||||
* or ledger on-boarding activity. This ensure that the human readable identity is paired with the strong id.
|
||||
* @param id Should never be set by user code and left as default initialised.
|
||||
* So that the first time a state is issued this should be given a new UUID.
|
||||
* Subsequent copies and evolutions of a state should just copy the externalId and Id fields unmodified.
|
||||
*/
|
||||
data class UniqueIdentifier(val externalId: String? = null, val id: UUID = UUID.randomUUID()) {
|
||||
data class UniqueIdentifier(val externalId: String? = null, val id: UUID = UUID.randomUUID()) : Comparable<UniqueIdentifier> {
|
||||
override fun toString(): String = if (externalId != null) "${externalId}_$id" else id.toString()
|
||||
}
|
||||
companion object {
|
||||
fun fromString(name: String) : UniqueIdentifier
|
||||
= UniqueIdentifier(null, UUID.fromString(name))
|
||||
}
|
||||
|
||||
override fun compareTo(other: UniqueIdentifier): Int {
|
||||
val idCompare = id.compareTo(other.id)
|
||||
return if (idCompare == 0)
|
||||
compareExternalIds(other)
|
||||
else
|
||||
idCompare
|
||||
}
|
||||
|
||||
private fun compareExternalIds(other: UniqueIdentifier): Int
|
||||
= if (other.externalId == null)
|
||||
if (externalId == null)
|
||||
0
|
||||
else
|
||||
1
|
||||
else
|
||||
if (externalId == null)
|
||||
-1
|
||||
else
|
||||
externalId.compareTo(externalId)
|
||||
}
|
||||
|
@ -238,18 +238,18 @@ interface LinearState: ContractState {
|
||||
/**
|
||||
* Standard clause to verify the LinearState safety properties.
|
||||
*/
|
||||
class ClauseVerifier<S : LinearState>(val stateClass: Class<S>) : Clause<ContractState, CommandData, Unit>() {
|
||||
class ClauseVerifier<S : LinearState, C : CommandData>() : Clause<S, C, Unit>() {
|
||||
override fun verify(tx: TransactionForContract,
|
||||
inputs: List<ContractState>,
|
||||
outputs: List<ContractState>,
|
||||
commands: List<AuthenticatedObject<CommandData>>,
|
||||
groupingKey: Unit?): Set<CommandData> {
|
||||
val filteredInputs = inputs.filterIsInstance(stateClass)
|
||||
val inputIds = filteredInputs.map { it.linearId }.distinct()
|
||||
require(inputIds.count() == filteredInputs.count()) { "LinearStates cannot be merged" }
|
||||
val filteredOutputs = outputs.filterIsInstance(stateClass)
|
||||
val outputIds = filteredOutputs.map { it.linearId }.distinct()
|
||||
require(outputIds.count() == filteredOutputs.count()) { "LinearStates cannot be split" }
|
||||
inputs: List<S>,
|
||||
outputs: List<S>,
|
||||
commands: List<AuthenticatedObject<C>>,
|
||||
groupingKey: Unit?): Set<C> {
|
||||
val inputIds = inputs.map { it.linearId }.distinct()
|
||||
val outputIds = outputs.map { it.linearId }.distinct()
|
||||
requireThat {
|
||||
"LinearStates are not merged" by (inputIds.count() == inputs.count())
|
||||
"LinearStates are not split" by (outputIds.count() == outputs.count())
|
||||
}
|
||||
return emptySet()
|
||||
}
|
||||
}
|
||||
|
@ -24,8 +24,10 @@ class FirstComposition<S : ContractState, C : CommandData, K : Any>(val firstCla
|
||||
clauses.addAll(remainingClauses)
|
||||
}
|
||||
|
||||
override fun verify(tx: TransactionForContract, inputs: List<S>, outputs: List<S>, commands: List<AuthenticatedObject<C>>, groupingKey: K?): Set<C>
|
||||
= matchedClauses(commands).single().verify(tx, inputs, outputs, commands, groupingKey)
|
||||
override fun verify(tx: TransactionForContract, inputs: List<S>, outputs: List<S>, commands: List<AuthenticatedObject<C>>, groupingKey: K?): Set<C> {
|
||||
val clause = matchedClauses(commands).singleOrNull() ?: throw IllegalStateException("No delegate clause matched in first composition")
|
||||
return clause.verify(tx, inputs, outputs, commands, groupingKey)
|
||||
}
|
||||
|
||||
override fun toString() = "First: ${clauses.toList()}"
|
||||
}
|
@ -2,6 +2,7 @@ package com.r3corda.testing
|
||||
|
||||
import com.r3corda.core.contracts.*
|
||||
import com.r3corda.core.contracts.clauses.Clause
|
||||
import com.r3corda.core.contracts.clauses.FilterOn
|
||||
import com.r3corda.core.contracts.clauses.verifyClause
|
||||
import com.r3corda.core.crypto.SecureHash
|
||||
import java.security.PublicKey
|
||||
@ -9,9 +10,9 @@ import java.security.PublicKey
|
||||
class DummyLinearContract: Contract {
|
||||
override val legalContractReference: SecureHash = SecureHash.sha256("Test")
|
||||
|
||||
val clause: Clause<ContractState, CommandData, Unit> = LinearState.ClauseVerifier(State::class.java)
|
||||
val clause: Clause<State, CommandData, Unit> = LinearState.ClauseVerifier()
|
||||
override fun verify(tx: TransactionForContract) = verifyClause(tx,
|
||||
clause,
|
||||
FilterOn(clause, { states -> states.filterIsInstance<State>() }),
|
||||
emptyList())
|
||||
|
||||
class State(
|
||||
|
Loading…
Reference in New Issue
Block a user